Compliance Officer

Job Responsibilities:

• Compliance Monitoring and Auditing:
  • Conduct regular audits of internal processes and policies to ensure compliance with relevant laws and regulations.
  • Monitor changes in legislation and regulations that may impact the organization and recommend necessary changes.
• Policy Development:
  • Develop, implement, and update compliance policies and procedures as necessary.
  • Ensure that the compliance policies are comprehensive and communicated effectively across the organization.
• Training and Education:
  • Conduct training sessions for employees on compliance-related topics and best practices.
  • Create educational materials and resources to enhance employee understanding of compliance obligations.
• Risk Assessment:
  • Identify areas of potential compliance risk and develop strategies to mitigate these risks.
  • Perform regular risk assessments and report findings to senior management.
• Reporting and Documentation:
  • Prepare and present compliance reports to upper management, outlining compliance status and any issues or concerns.
  • Maintain detailed documentation of compliance activities and findings for audit purposes.
• Investigation and Resolution:
  • Investigate compliance violations or complaints and recommend appropriate actions or disciplinary measures.
  • Act as a point of contact for employee inquiries related to compliance issues.
• Stakeholder Engagement:
  • Collaborate with various departments to ensure a cohesive approach to compliance across the organization.
  • Liaise with external regulatory bodies and auditors, as needed.
• Continuous Improvement:
  • Stay current with best practices in compliance and industry standards.
  • Recommend enhancements to compliance programs and processes based on industry trends.

Key Requirements:

• Education: Bachelor’s degree in finance, law, business administration, or a related field.
• Experience: Minimum of 1-2  yrs  experience in compliance, legal, or regulatory roles, preferably in a corporate environment.

Location: Mankoli, Bhiwandi